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Lead Plaintiff Filings
Plaintiffs RH Capital Associates LLC and Pacific Investment Management Company
LLC (“PIMCO”) have been appointed by the Court to serve as Lead
Plaintiffs in the Refco Securities Litigation. Click on
any of the below links to download a particular filing in
Adobe Acrobat format. If you do not have Adobe Acrobat on
your system and wish to install it, please click
here.
Complaints
Memoranda of Law
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04/01/09 - Lead Plaintiffs' Memorandum of Law
in Law In Support of Motion for Partial Summary Judgment
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04/01/09 - Lead Plaintiffs' Statement Pursuant to Local Rule
56.1
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11/17/08 - Lead Plaintiffs' Memorandum of Law In Opposition To The Motion By Defendants Credit
Suisse Securities (USA) LLC And Goldman Sachs & Co. For Reconsideration Or Vacatur Of The Court's
Order Granting Preliminary Approval Of The Settlement With Defendant Sandler O'Neill & Partners, L.P.
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10/27/08 -
Declaration of James J. Sabella in Support of Motion for (I) Preliminary Approval
of Settlement with Defendant Sandler O'Neill & Partners, L.P. and (II) Preliminary
Certification of Class for Purposes of Settlement
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10/27/08 - Lead Plaintiffs' Memorandum of Law in Support of Motion for (I) Preliminary Approval
of Settlement with Defendant Sandler O'Neill & Partners, L.P. and (II) Preliminary
Certification of Class for Purposes of Settlement
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10/27/08 - Lead Plaintiffs' Notice of Motion for (I) Preliminary Approval
of Settlement with Defendant Sandler O'Neill & Partners, L.P. and (II) Preliminary
Certification of Class for Purposes of Settlement
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01/31/08
- Lead Plaintiffs Memorandum of Law in Opposition to the Motion to Dismiss of Joseph P. Collins and Mayer Brown LLP
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12/7/07
- Stipulation and Agreement of Settlement Between Lead Plaintiffs and Defendant Dennis A.
Klejna
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12/7/07
- Lead Plaintiffs' Notice of Motion for (I) Preliminary Approval of
Partial Settlement with Defendant Dennis A. Klejna, (II) Preliminary Certification of Class for
Purposes of Settlement, (III) Preliminary Approval of Form and Manner of Notice, and (IV) Scheduling A
Final Approval Hearing
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12/7/07
- Lead Plaintiffs' Memorandum of Law in Support of Motion for (I) Preliminary Approval of Partial
Settlement with Defendant Dennis A. Klejna, (II) Preliminary Certification of Class for
Purposes of Settlement, (III) Preliminary Approval of Form and Manner of Notice, and (IV) Scheduling A
Final Approval Hearing
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05/24/07
- Lead Plaintiffs' Memorandum of Law in Opposition to Defendant Silverman's Motion For
Partial Reconsideration
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02/22/07
- Lead Plaintiffs' Notice of Motion for (I) Preliminary
Approval of Partial Settlement with Defendant BAWAG,
(II) Preliminary Certification of Class for Purposes of Settlement, (III) Preliminary
Approval of Form and Manner of Notice, and
(IV) Scheduling of Final Approval Hearing
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01/05/07
- Lead Plaintiffs’ Reply to the Underwriter Defendants’ and Grant Thornton LLP’s Objections to
Amended Settlement with BAWAG
Letters
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08/12/2008 - Lead Plaintiffs' Letter to Court Regarding
Partial Settlement with Sandler O'Neill & Partners, L.P.
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12/7/07 - Letter to Honorable Gerald E. Lynch
Victim Petitions To Attorney General For Civil Forfeiture
- Petition To The Attorney General For Remission Or Mitigation Of Criminal Forfeiture Or, Civil Forfeiture Pursuant To 18 U.S.C. §981 (e)(6) By Victims Of The Underlying Or Related Offense
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04/12/07 -
Petition To The Attorney General For Remission Or Mitigation Of Criminal Forfeiture Or, Civil Forfeiture Pursuant To 18 U.S.C. §981 (e)(6) By Victims Of The Underlying Or Related Offense
Bankruptcy Proofs of Claim
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