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All Notices in the Refco Securities Litigation relating to the previously approved settlement with BAWAG in 2007 and the settlements to be considered at the October 27, 2010 Settlement Hearing are available below. Click on any of the below links to download a particular Notice in Adobe Acrobat format. If you do not have Adobe Acrobat on your system and wish to install it, please click here.

Notices Concerning the Settlements to be Considered at the October 27, 2010 Settlement Hearing

• Notice of (I) Proposed Settlement of Class Action with the Audit Committee and THL Defendants, (II) Hearing on Proposed Settlement and (III) Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
  
• Notice of (I) Proposed Settlement of Class Action with the Underwriter Defendants, (II) Hearing on Proposed Settlement and (III) Motion for Award of Attorneys’ Fees and Reimbursement of Expenses
  
• Plan of Allocation
  
• Proof of Claim and Release

FOR A SUMMARY OF IMPORTANT INFORMATION ABOUT THESE SETTLEMENTS PLEASE CLICK HERE.

BAWAG Notices

• Notice of (I) Pendency and Proposed Partial Settlement of Class Action with BAWAG, and (II) Hearing on Proposed Partial Settlement, dated March 26, 2007; and
  
  
• Summary Notice of Pendency and Proposed Partial Settlement of Class Action with BAWAG P.S.K. and Hearing on Proposed Settlement, published on March 26, 2007.